Effects of aquatic exercise on muscle strength and functional performance of individuals with osteoarthritis
The following research the aquatic exercise and osteoarthritis is from Fernanda de Mattosa, Neiva Leite, Arthur Pitta and Paulo Cesar Barauce Bento, Federal University of Paraná (UFPR), Department of Physical Education, Graduate Program in Physical Education, Curitiba, PR, Brazil; and was published in 2016 by Brazilian Journal of Rheumatology.
Water-based exercises are recommended for people with osteoarthritis (OA), due to the beneficial effects on physical function, quality of life and symptom reduction.
However, the effects on muscle strength are still controversial.
The aim of this review was to assess and compare the effects of aquatic exercise programs on muscle strength and physical function in people with OA.
A systematic search was performed at Pubmed, Scopus and Web of Science databases.
Clinical trials with interventions involving aquatic exercises for individuals with osteoarthritis were included.
The methodological quality of the studies was evaluated using the PEDro scale.
296 studies were found and twelve were selected: six studies comparing water based exercises with land-based exercise, and six comparing water-based exercise groups with the control group.
Exercise programs included muscle strengthening, aerobic, balance, flexibility and stretching exercises.
Duration of the program, weekly frequency, intensity and progression varied between studies.
Beneficial effects of aquatic exercise were found on physical function.
However, only two of five studies that assessed muscle strength observed positive effect of aquatic exercise.
Although it is difficult to compare studies and establish guidelines for the standardized protocol formulation, it was observed that water-based exercises can be effective on improving physical function and increasing muscle strength, since they are well-structured, with exercise intensity and overload controlled.
Osteoarthritis (OA) is a chronic degenerative disease of multifactorial origin, beginning usually between 50 and 60 years of age, primarily affecting knee and hip joints.
Pain is the main symptom of the disease and, when associated with joint stiffness, instability and weakness, can cause functional limitations and difficulties in performing activities of daily living.
The treatment of OA includes drug therapy, manual therapy, and exercise.
Exercise is a highly-recommended conservative treatment, with easy application and low cost, and with little chance of adverse reactions.
The types of exercises most recommended for people with osteoarthritis are those causing a low-impact on the joints, for muscle strengthening, aerobics, or some combination thereof, carried out in water or on the floor.
The strengthening of the muscles around the affected joint is a key part in the treatment of OA, because this contributes to the quality of cartilage, increases the neural activation and improves intra- and intermuscular coordination.
In addition, muscles act as a load-absorbing mechanism during the gait.
Therefore, stronger muscles can better absorb and distribute the impact on the hip and knee, which increases the stability and contributes to the improvement of the functionality and mobility.
When compared to land-based exercises, water exercises can offer some advantages to overweight patients, with mobility difficulties, since the body weight relief provided by the fluctuation reduces the impact on joints and the perception of pain intensity.
The heated water and the hydrostatic pressure promote muscle relaxation and stress relief, and also decrease muscle spasms, which facilitate the execution of movements.
In addition, studies in healthy adults and older subjects have shown that water exercises are effective to increase muscle strength.
Previously conducted systematic reviews on the effects of aquatic exercise in people with osteoarthritis found benefits for pain, function and quality of life.
However, there are no reviews to identify the effect of these interventions on the performance of function and muscle strength tests.
Thus, the aim of this review was to evaluate and compare the effect of aquatic exercise programs on muscle strength and on the functionality of people with osteoarthritis.
To develop this study, a literature search was performed in the following electronic databases: Pubmed, Scopus, and Web of Science.
The selection of descriptors was based on terms indexed in Descriptors in Health Sciences (DeCS) and included the following keywords in English: osteoarthritis, aquatic, aqua, deep-water, water-based, exercise, motor activity, physical activity, and training.
The keywords were combined using the Boolean operators “AND” and “OR”, and were adapted for each database, as required.
There was no restriction on the publication year, considering the low number of studies found in this area.
Two researchers surveyed all databases and, at the end of the application of inclusion and exclusion criteria, confronted the articles found.
In the case of disagreement with the selected studies, the researchers conducted a pooled analysis of studies with the aim of reaching consensus.
The following inclusion criteria were adopted: articles published in English, Portuguese or Spanish; only original articles; controlled clinical trials or experimental studies with an experimental group versus control group or period; presenting an intervention with supervised aquatic exercises for people with osteoarthritis; describing intervention details, such as duration, frequency, type and intensity of exercise; with an evaluation and presentation, as primary or secondary outcomes, of muscle strength and/or functionality through physical performance tests.
Conference abstracts, monographs, dissertations and theses, case studies, non-controlled trials, systematic reviews, animal studies and also studies with mixed groups of subjects (osteoarthritis and other conditions influencing strength and/or functionality); interventional studies lasting less than six weeks, and those with a weekly frequency of the exercise program under two sessions/week, based on reviews of recommendations for the treatment of osteoarthritis, were excluded from this review.
The selected studies were also analyzed for methodological quality, according to the evaluation protocol adapted for this study, based on the PEDro scale.
This evaluation included eleven criteria which, together, generated a score of 11 (Table 1).
Criteria 5 and 6, which deal with the blinding of participants and therapists regarding the treatment applied, were not scored, due to the characteristics of the selected studies.
In experimental studies including interventions with programs of physical activity, one cannot omit from participants and therapists the treatment carried out.
Therefore, the maximum score achieved is 9 points.
The higher the score on the scale, the better the quality of the study.
The analysis of the quality of the studies was performed independently by two researchers, and disagreements were discussed in consensus meetings.
Methodological quality was assessed with the aim of identifying the internal validity (criteria 2–9) and the quality of statistical information for the interpretation of results (criteria 10–11).
After this step, the outcomes assessed and the results of the studies were analyzed and grouped into topics, for comparison and discussion.
In the electronic search conducted, 296 studies in all three databases were found.
After the exclusion of repeated titles,170 articles remained for analysis.
After the application of inclusion and exclusion criteria, 83 titles were excluded.
In the abstract analysis stage, 48 articles and 8 systematic reviews were excluded, since these studies did not meet the objectives of this review.
Of the 31 remaining articles for a full reading, 12 were included in this review: eight randomized controlled trials and four experimental studies (Fig. 1).
The scoring of the selected studies in the evaluation of their methodological quality is described in Table 1.
The mean score of the studies was 8 (6–9) points.
The maximum score (9 points) was ascribed to six of the 12 studies assessed.
Four criteria were covered by all studies selected: “eligibility criteria”; “all evaluated subjects received intervention”; “results of the comparisons between groups”; and “precision and variability measurements.”
In nine of the 12 studies, the evaluators were unaware of the group in which participants were allocated (single-blinded).
Only those studies which used a single group with a double pre-test (with a four-week control period) had not a random allocation of participants.
Characteristics of studies
The characteristics of the studies (participants, measuring instruments, interventions, and main results) are summarized in Table 2.
However, these features are presented and grouped in the following text.
Location and characteristics of the participants:
The selected studies were performed in the United States, Australia, Brazil, Denmark, Korea, Canada, Taiwan, and New Zealand.
The study participants were recruited from Orthopedic Clinics in local hospitals, medical offices and physiotherapy clinics, through dissemination in the local community and in community centers.
All participants had a diagnosis of knee and/or hip OA, only hip osteoarthritis, and only knee OA, were aged between 60 and 75 years, and most were female (72% of total participants).
Characteristics of interventions:
The protocols of exercise programs differ among studies, but one can identify the main components of each program.
Six studies conducted interventions with a group that participated in aquatic exercise and another group that performed land-based exercise, and six other studies only conducted interventions with aquatic exercise.
The programs’ duration ranged from six to 18 weeks.
Two studies conducted 8-week interventions, Arnold and Faulkner did 11 weeks of exercise, and other 4 studies used 12 weeks in their protocol.
The weekly frequency of exercise programs varied from two to three weekly sessions.
Aquatic exercise protocols were composed primarily of muscle strengthening exercises for upper and lower limbs and trunk, aerobic walking exercises and shifts in water, and High-Intensity Training (HIT) in an aquatic treadmill, balance disturbance exercises, one-foot shifts and movements, flexibility, and stretching.
Studies comparing programs of water versus land-based exercises sought to follow similar protocols in both media, with strengthening exercises of upper and lower limb muscles, stretching, aerobic walking exercises and water bike and on the floor, as detailed in Table 2.
Five of the 12 studies used a control group without intervention for comparison with the groups that performed the exercise.
In studies where the control group received some kind of intervention, exercises were performed at home, hydrotherapy exercises were performed in immersion in a sitting position in the water, and computer-assisted activities.
The applied intensity also varied among protocols.
Only one study used heart rate as a reference, from a basal value of 65% HR for aquatic exercise and 40–60% of one-repetition maximum (1RM) for land-based exercise.
In other studies, the intensity was controlled on the basis of perceived exertion scales (0–10, Borg CR10 or 6–20), cadence of music, and the number of sets and repetitions.
Only two studies did not control or describe the intensity, and some studies did not offer in-depth information on the progression of intensity.
To be included in this review, the studies should indicate the functionality and/or muscle strength as a primary or secondary outcome, assessed by physical performance tests.
Only two studies pointed out functionality as a primary endpoint.
Of the five studies that evaluated muscle strength, three presented this variable as the primary outcome, and two as a secondary outcome.
Pain was assessed in all studies; however, it was considered as the primary outcome in three of them.
Of the 12 studies included, only the work by Lim et al., (2010) evaluated the functionality without performing physical performance tests. In this study, the authors used only questionnaires.
The physical tests most used in other studies to evaluate the functionality were walking tests that measure the distance covered in a given time in a usual speed, tests that measure the time to cover a certain distance at different speeds, and the Timed Up and Go Test (TUG), which was used in 4 of the 12 studies.
The evaluation of muscle strength of lower limbs was performed by indirect tests (Chair Stand Test) in four studies.
Only two studies conducted muscle strength tests using an isokinetic dynamometer.
Three other studies assessed muscle strength through isometric testing of lower limbs with a dynamometer and handgrip strength test.
Pain is the only outcome present in all studies and was assessed by a visual analog scale (VAS) of pain perception, or through questionnaires.
Although not an inclusion criterion in this study, the outcome “pain” was added to the results, considering that this factor was present in all analyzed studies.
Additionally, pain is one of the most common symptoms of OA and is associated with functional limitations caused by the disease and by the impact of osteoarthritis on the patients’ quality of life.
Effects of interventions
Water × land-based exercises:
All studies comparing aquatic exercise programs and land-based exercise found some beneficial effect on the functionality, for example, an increase in the distance covered and a decrease in the time to perform walking tests.
However, the aquatic exercise proved to be more efficient versus land-based exercise to improve balance in the study by Lundet al., (2008).
The results of muscle strength are controversial.
Only two of the five studies that evaluated muscle strength found improvement after the practice of aquatic exercise.
None of the studies comparing muscle strength between the groups who underwent aquatic versus land-based exercise found some effect of aquatic exercise in increasing strength.
Lim et al., (2010) could not observe changes in muscle strength in none of their groups.
However, Lund et al., (2008) found improvement in muscle strength only in the group that performed floor exercise, while the group that underwent aquatic exercise showed a decreased strength in the isokinetic test.
In all articles comparing the two interventions, significant reductions were observed in pain, regardless of the environment where the exercise was held, but only Wyatt et al., (2001), Silva et al., (2008) and Lim et al., (2010) reported a greater effect in the group that performed aquatic exercises.
Water exercises × control:
The studies that compared a group of aquatic exercises and a control group found benefits of aquatic exercise, in terms of functionality, with physical performance tests.
However, Hale et al., (2012) found no difference between the group that received the intervention with aquatic exercise and the control group, as both showed improved functionality.
Of the studies that performed the 30-Second Chair Stand Test, only Arnold and Faulkner (2010) found a significant improvement after the intervention.
The group that performed aquatic exercises and participated in educational sessions for the prevention of falls increased by 12% the number of repetitions versus the other two groups.
Significant effects of aquatic exercise were found in muscle strength compared to the group without intervention in two studies, which reported an increase of 5–10% of the isometric strength of the hip abductor muscles, 45% in the knee extensors, 11.5% in the hip extensors, and 14.3% in the hip abductors.
On the other hand, Fisken et al., (2015) found no effect of aquatic exercise in the evaluation through manometry.
Pain levels also showed controversial results.
Three studies reported reduced pain after the intervention.
However, in the study by Fisken et al., (2015) both groups had a reduction in pain, but with no difference between them.
On the other hand, Wang et al., (2007) and Wallis et al., (2014) found no significant effects of aquatic exercise in reducing pain.
The objective of this review was to evaluate and compare the effect of aquatic exercise programs on muscle strength and function of people with hip or knee osteoarthritis.
Interventions with exercises that can slow or stop the progression of the disease are important to the health system, considering that they can reduce the cost of treatments, surgeries, and hospitalizations; moreover, these interventions can improve the quality of life of participants.
The aquatic exercise, a procedure highly recommended in the treatment of OA, may have advantages compared to land-based exercise, because, due to the physical properties of water, the execution of the movements can become easier, decreasing also the sensation of pain.
Strengthening the muscles surrounding the affected joint is an important part of the treatment of osteoarthritis.
Therefore, the resistance of the water is used as an overloading factor for muscle strengthening exercises.
The use of resistive materials promotes an increased area of contact with water, and will also increase the exercise overload.
However, there is no consensus yet on the effects of aquatic exercise on muscle strength.
In this review, only two of the five studies that evaluated muscle strength showed significant effects.
Wanget al., (2007) conducted a 12-week program with three weekly sessions with a standardized protocol of muscle strengthening, aerobic and flexibility exercises (AFAP protocol) with controlled and progressive intensity, and achieved significant improvement in isometric muscle strength of knee extensors and flexors and hip abductors, adductors, extensors and flexors.
Similar results were found by Hinman et al., (2007), who prescribed two weekly sessions of aquatic exercise for six weeks, with the progression of the volume and degree of difficulty of the exercises; these authors reported significant improvement in isometric muscle strength of the hip, as assessed with hand dynamometry.
The progression of the intensity and the specificity of exercise are crucial factors.
Both studies performed specific exercises of muscle strengthening, whose strength and volume increased over the program, which may have resulted in neuromuscular adaptations throughout the exercise program.
On the other hand, studies by Lund et al. (2008), Lim et al., (2010) and Fisken et al., (2015) found no improvement in muscle strength.
While one study reported a significant reduction in muscle strength of knee extensors and flexors in an isokinetic evaluation at 60º/s in the group that underwent aquatic exercise, other studies found no differences among groups (water exercise, land-based exercise, and control) in the isokinetic evaluation or in handgrip strength in the group that performed aquatic exercises.
These results may be associated with the choice of exercises, the progression of the program, exercise intensity, and tests used.
Perhaps the handgrip strength test does not properly identify strength gains in lower limbs.
Interventions of these studies have examined aquatic exercises without using resistive materials to increase overload; this was done with the progression of the volume of exercise, increases in the number of repetitions, or in the degree of difficulty of movements and also in the speed and magnitude of implementation of exercises throughout the program.
Lund et al., (2008) suggested that there was no improvement in muscle strength due to the small resistance imposed in the exercises.
The use of materials that increase the contact area with the water and the practice of high-speed movements promote an increased exercise overload and consequent increase in force production.
Additionally, Lund et al., (2008) and Fisken et al., (2015) used the rhythm of the music to determine exercise intensity.
Perhaps this is not an effective strategy because it does not respect the individuality of the participants.
By using the same rate for all participants, the absolute effort is the same, but the relative effort may differ depending on the participant’s physical fitness.
In the study of Fisken et al., (2015), the increase in the speed of execution of exercises, according to the rhythm of the music, was not enough to promote improvement in muscle strength.
The music cadence progressed every two weeks, ranging from 92 to 162 bpm in the first four weeks, and from 92 to 220 bpm for the remaining period.
Studies comparing aquatic exercise programs versus land based exercises23–27 found similar effects in both groups in terms of functionality and in reducing the pain; however, land based exercise programs were more effective in increasing muscle strength.
Similar results were observed in previous experimental studies and in systematic reviews.
The land-based exercise can be more effective versus water exercise, as the control and increase in overload can be performed more objectively.
However, when properly known, the hydrodynamic properties of water can be used to increase efficiently the exercise overload.
Bento et al., (2014) reported an increase in muscle strength in healthy older subjects when comparing a protocol of aquatic versus land-based exercises.
The strategy used was the gradual increase in the intensity of exercise at every four weeks, increasing the projected area of the lower limbs and the speed of execution of movements, which increases the resistance offered by the water.
The results found by Wyatt et al., (2001), Silva et al., (2007), Wang et al., (2007; 2011), Wallis et al., (2014), Bressel et al., (2014) and Fisken et al., (2015) for functionality and mobility indicate that aquatic exercise programs lasting six weeks or more and with two to three weekly sessions of 45–60 min can be effective in improving mobility and gait speed.
The similarity between the movements performed in aquatic exercise and daily tasks evaluated in functional tests can facilitate the transfer of the gains from the exercise.
Hinman et al., (2007) and Hale et al., (2012) found no improvement in mobility tests, due to some characteristics of the interventions.
In the study by Hinman et al., (2007), the sample was more physically active and had a lower functional impairment, as the participants were aged under 65 and with only as light degree of involvement of osteoarthritis, which may have influenced the results.
Physical exercise promotes more significant benefits in older people with greater functional impairment.
Even using balance-specific exercises, Hale et al., (2012) found no difference between experimental and control groups interms of balance, due to the intervention performed in the control group.
According to these authors, the increase in daily physical activity and in social interaction resulting from the intervention with computer games promoted benefits similar to those in the experimental group.
Some limitations of this review were observed.
The specific goal of this study restricted the number of articles that met the inclusion and review quality criteria.
However, the studies found represent the literature on the subject.
It was not possible to pool the data to perform a meta-analysis, due to the methodological diversity of the studies and the lack of detail in the description of interventions, which also made it difficult to identify a standardized protocol for exercise programs.
This review study suggests that well-designed and controlled interventions with aquatic exercise lasting at least six weeks, contemplating muscle strengthening exercises and aerobic exercises, can be effective in increasing muscle strength of lower limbs and in improving the functionality of patients with osteoarthritis.
Although there is difficulty in comparing different exercise programs due to methodological differences, it seems important an individualized control of intensity and overload, as well as of their progression.
However, there is no way to establish safe guidelines to formulate protocols.
Therefore, it is suggested greater standardization/control and also a greater level of detail of the programs in future experimental studies.
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